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Scope: This procedure identifies the added tracings that CMS rare materials staff use to make rare books readily searchable by publication date, publisher and/or printer, and provenance (former owner). It also describes our policies concerning when to add these tracings.

Contact: Margaret Nichols

Unit: Cataloging & Metadata Services

Date last updated: 05/12/2015

Date of next review: March 2016


For pre-1800 European imprints and pre-1821 American imprints, we trace the publication date, printer, and publisher. For History of Science and Icelandic materials, we trace the date, printer, and publisher for all pre-1900 imprints.

650 _4 [Date] for publication date

651 _4 [Place]$vImprints (printer/publisher's name)

Examples:
650 _4 1793
651 _4 London (England)$vImprints (Millar, Andrew)

For imprints of any date, we trace provenance, i.e. the names of former owners of the book, using appropriate MARC relator terms in $e to designate their relation to the book.

700 1_ (or 710 2_) for provenance
If the person signed the book: ",$e former owner" at the end
If the person put a bookplate or stamp in the book: ",$e former owner" at the end
If the book was inscribed to someone else by the person: ",$e inscriber" at the end
If the book was inscribed to the person: ",$e former owner" at the end

Example:
700 1_ White, Andrew Dickson,$d1832-1918, $e former owner $5 NIC.

The provenance note itself goes in 852 $z (a public note) on the MARC holdings record.
Example:
852 00 $brmc $kRare Books $hBX1673 $i.L62 $zProvenance: Andrew Dickson White (bookplate).

For imprints of any date, we also trace a significant binder or a private press, using the appropriate MARC relator term.

For a binder: 700 1_ (or 710 2_) with ", $e binder" at the end
For a private press: 710 2_ with ",$e publisher" at the end

Examples:
700 1_ Zaehnsdorf, $e binder
710 2_ Black Sparrow Press, $e publisher.

We do not trace donors. (When we traced them in the past, confusion resulted when patrons searched under authors who were also donors.) Instead, we make a 541 note for a donor (with 1st indicator 1), unless s/he wishes to remain anonymous. Although it is copy-specific, this note is included in the bibliographic record (instead of the holdings record) in order to enable donors or Alumni Affairs staff to retrieve all the books given by a particular donor, by doing a simple keyword search.

Example:
541 1 $aRare copy 1: Gift of M.H. Abrams. $5NIC


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