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Creating the Book Cutter            

Physical Processing

 Special Cases              

 Theses for Fine Arts Library             

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 Senior Seminar Papers (Veterinary Library)

Explanatory notes            

  Dual Degrees            

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  1. Creating the Book Cutter Each thesis is shelflisted in such a way that the degree sits alphabetically with other degree recipients of that same year. Determine the filing position of the work and use the LC Cutter Table to create the cutter number. The letter part of the cutter number is the first letter of the author's last name or the title in the case of no main entry for Engineering Library project reports. Always use a three digit cutter to allow room for later degree recipients of the same year. Ensure that the cutter is unique, and to the extent possible, shelved alphabetically. However, don't recall theses to make adjustments to the alphabetical order within a given year. Assign a call number to each copy, taking care to write proper location in the book. ARCH is the correct designation for all archival copies (852 |b rmc,anx). Barcode each volume and create the item record (item status for the archival copy = nocirc). If the thesis is a multi-volume, create an item record for each volume according to CUL guidelines. Accompanying materials are processed according to the guidelines for each cataloging location. Occasionally, a pocket needs to be created to hold CDs, DVDs, drawings, etc.
  2. Physical Processing

    Cataloged theses and disserations should be placed on the appropriate Physical processing trucks:  PHD theses are stamped and tattle-taped at the bindery before they arrive in LTS, and only the circulating copies need to be labeled with the Call number.  Archival/Annex PHD's can therefore be put directly on the outgoing 'Department Libraries' truck, while the circulating copies to be 'typed' (i.e. labeled), can be brought directly to Physical Processing staff.  Masters Theses, on the other hand, are not stamped or tattle-taped when they arrive, so both copies can be put on the disgnated "Hardcover/Cataloged" truck, as with more conventional materials.


     

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II. Special Cases

Single copies only are received for Seminar Papers for Veterinary Library, and Project Reports for Engineering Library, as well as for Bachelor of Architecture theses for the Fine Arts Library. They are received in bound form, on an irregular basis, and are ready for processing as circulating copies.

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  1. Theses for Hotel Library

    Create a bib record, and process the archival copy according to the general guidelines above. Also, create an "In Process" holdings record for circulating copy:

    852 8 0 |b hote|h In Process

    Monographs written for Master of Management in Hospitality degree will have only one copy, and it will be cataloged as any other treatise for the Hotel Library. A thesis note (502) will be replaced by a general note (500).

  2. Honors theses for Hotel Library 

    One copy only (Circulating)

    502 note: |a Honors thesis (B.S.)--Cornell University, School of Hotel Administration, (Season + Year)

    852 8 0 |b hote |h TX911.2 H66 [yr.] [author cutter]

  3. Theses for Law Library

    LTS Olin staff create a bib record, and process the archival copy according to the general guidelines above. Also, create an "In Process" holdings record for the circulating copy:

    852 8 0 |b law |h In Process

    Flyer appropriately and annotate the flyer with the holdings record number. Send to Law Library where the processing of the circulating copies is completed.

  4. Theses for Mann Libraray

    Mann has reshelved its M.P.S (Project Report) and other masters in the thesis area of their library necessitating a public note in the holdings:

    852 8 0 |b mann |h H36.2 2013 |i .J34 |z Project Report (M.P.S.(International Development)) |z Shelved with the Mann Library Theses Collection.

  5. Theses for Music Library

    A Doctor of Musical Arts thesis is not the same as a Master's or Ph.D. in music. The latter are treated the same as any other thesis or dissertation. Doctor of Musical Arts theses traditionally have two parts (see note below). One part is text in book format; the other is musical composition in score format. Pt. 2 is not always the score, nor pt. 1 the text. Use part numbers as found on the title pages of the two physical pieces. Before creating the bibliographic records for pt. 1& 2, examine the electronic resource and add a 500 note to indicate that there are 2 parts: the textual portion and musical score componet.  Then add a 700 added title entry for whichever part is not given in the 245.

    Note: Doctor of Musical Arts theses in 2 parts are for degrees in musical composition.  There are also DMA theses that contain only 1 part.  These are for degrees in Performance Practice.

    Leader values for scores: Type of record: c (Printed music) Encoding level: 7008 values for scores: Composition: zz (Other) Format of music: a (Full score) 300 1 score (iv, 68 leaves) ;|c 29 x 44 cm.

    The text will be input in the books format and the musical composition in the scores format. Input the part number in the thesis note field (502) as shown in the examples below for both formats. For oversize notations in the call numbers, see the oversize chart. The appropriate part number is used at the end of the call number for both locations.

    rmc,anx |h Thesis 1998 L363 pt.1 mus|h Thesis ML30 1998 L363 pt.1 |m Folio

     

     

  6. Project Reports (Engineering Library)

    Project reports for Masters in Engineering degrees will be processed similarly to Cornell theses, though there is only one copy and it will circulate.

    These reports typically include a number of authors and therefore may have a title main entry. You should follow the guidelines for "rule of three" using a 100 field for the first author and 700 fields for others when the writing responsibility is shared by 1- 3 authors. If responsibility is shared by more than three authors, use a title main entry, include all authors in a 500 note, and provide a 700 field for each.

    Instead of a thesis note (502), provide a general note:

    500::Master of Engineering project report, Cornell University, [year].

    Call numbers for project reports begin with "Project" instead of "Thesis", followed by the call number assigned for each discipline in the Cornell Thesis Distribution List. A decimal ?.12? is added to this call number to differentiate project reports from theses and is followed by the year of conferral, and the book cutter:

    |b engr |h Project T57.12 1998 C673

     

     

  7. Senior Seminar Papers (Veterinary Library)

    There will be only a single copy of the senior seminar papers and it will not circulate.

    Create a bib record according to the general guidelines above. In addtion to the variable fields outlined, include the following fields as appropriate:

    • Series statement: (title page will vary) 490 1 |a Senior seminar 490 1 |a Senior seminar paper 490 1 |a Senior seminar presentation If there is nothing on the title page, bracket the series information: 490 1 |a [Senior seminar]
    • 520 field (Summary) Include an abstract (may also be found as the "introduction" at the beginning of the paper or "summary" at the end of the paper) in 520 field only if provided. Short paragraph (3-4 sentences) is generally OK in this field. Transcribe as given or edit for succinctness.
    • Subject access: Subject access will be primarily by title key word. When title does not include reference to the type of animal discussed or subject matter is not otherwise evident (summary may provide an indication of the adequacy of the title), generic LC subject headings should be added by the cataloger. Most senior seminar papers will not require 650s.

      Examples of generic LC subject headings:

      • Dogs [or Cats, Horses, Cattle, Birds, etc.] |x Surgery |v Case studies.
      • Dogs [or Cats ...] |x Diseases |v Case studies.
      • Dogs [or Cats ...] |x Wounds and injuries |x Treatment |v Case studies.
      • Veterinary surgery.
      • Veterinary medicine |x Diagnosis.
    • Established series heading: 830 0|a Senior seminar paper (Cornell University. College of Veterinary Medicine)
    • Local series code: 899   |a vetsem

    Create MFHD using Prefix "Seminar" and LC-like classification number SF610.1 to file immediately after theses for the Veterinary Library. Follow class number by conferral year and cutter number, using the LC Cutter Table to create the cutter. 

    852 80 |b rmc,anx |h Seminar SF610.1 2002 G674

     

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III. Explanatory Notes

  1. Dual Degrees Occasionally, a student may receive two degrees using the same thesis for both. In this case, the record is created according to the general guidelines above with the exception of the 502 field, which should include both degree abbreviations. In this case 2 copies of thesis are received as usual, one for the circulating location and one for rmc, anx. Choose the call number by using the first degree listed in the book. For example, if the first degree listed is for a Master in Landscape Architecture (M.L.A.) and the second is a Master in Regional Planning (M.R.P.), assign the call number according to Landscape Architecture in the Thesis Distribution List under "City and Regional Planning." Landscape Architecture uses SB468 for call number and City and Regional Planning uses NA9001. Since the Landscape Architecture degree is listed first, use SB468 for the call number. Dissertation note: 502::Thesis (M.L.A. and M.R.P.) Cornell University, Jan., 1999.

     

  2. Thesis/Dissertation Submission Process  

    Cornell degrees are conferred three times a year: January, May, and August.  Most students submit theses electronically to the Graduate school, and upon conferral of the students’ degrees, the Graduate school posts the “Advanced Degrees Conferred” list online, showing the students’ names, thesis titles, and fields of study.  The Graduate School also sends electronic versions of non-embargoed theses to Proquest, and to two separate recipients of the Library: staff of the LTS Batch-Processing unit, and of the Library Print Center.  The Batch-Processing staff submit the theses to e-Commons, and link them to newly-created MARC records in the Library catalog.   At the same time, the Print Center makes 2 hard copies of each thesis (one circulating, one archival), which are sent to the bindery.  Upon their return (usually within 2-4 weeks), the hard copies are processed by LTS staff for the collection.  Some of the bound Masters theses go to their respective schools before coming back to LTS, including Masters of Architecture, Masters of Science in Architecture, Master of Landscape Planning, and Masters of Regional Planning.  Since the electronic copies precede the paper copies in the database in most cases (both for Masters and Doctoral theses), new MFHDs are added to the existing Electronic Resource records.  In a few cases, however, paper copies will be the only ones available to patrons.     

  3. Patron Access to Theses Prior to Cataloging/Binding When the LTS thesis liaison is contacted by a patron or notified by Reference Dept. staff that a patron wishes to see a thesis before it has been processed, ask for patron's contact information (name, phone/e-mail) so that you can provide information on the availability of the thesis. Check the latest list of Advanced Degrees Conferred for the author. If the author does not appear on the list, the degree has not yet been conferred, though the thesis may have been submitted to a college department. If the author appears on the list, and we have theses awaiting processing, RUSH process if it is bound. If the thesis cannot be processed, or still unbound at the Bindery, inform the patron and/or Reference staff of the situation and the process of viewing an unbound thesis.  If both un-bound copies are available, select the circulating copy for viewing.  Carry the unprocessed thesis to the security desk of the Rare Books and Manuscripts Division in 2B Krock Library, where the patron can view it in the secure reading room.  When the patron no longer needs the thesis, RMC staff will notify LTS liasion to retrieve the thesis for processing.

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